Location: Westlake, TX, US
Job Summary:
Job Duties
- Implement company-wide Disclosure Management Program
- Maintain procedures and centralized Disclosure Fragment Glossary
- Compile and analyze disclosure-related reports and metrics
- Establish partnerships with Disclosure Management stakeholders
- Review and assist adherence to Disclosure Management Standards
- Maintain 1LOD enablement and educational training resources
- Support additional risk management or governance initiatives
Required Skills (Keywords)
- Risk management
- Compliance
- Disclosure management
- Communication
- Project management
- Data analysis
- Microsoft applications
Required Experiences (Topics)
- 7+ years in risk management or compliance
- Financial services or consulting
- Understanding of retail and brokerage products
- Active FINRA licenses (preferred)
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