Home

Senior Manager, First Line Risk Management Office - Governance at Charles Schwab Inc.

Location: Omaha, NE, US

Job Summary:

1. Job Duties and Scopes:
- Support the execution of the company-wide Disclosure Management Program.
- Maintain adherence to Disclosure Management Standards and procedures.
- Establish cross-functional partnerships with stakeholders for efficient disclosure processes.
- Develop educational training resources and communication strategies for Disclosure Management.
- Assist in other risk management or governance projects as directed.

2. Required Skills:
- Strong written and verbal communication skills.
- Project management and organizational skills.
- Ability to analyze and process large amounts of data.
- Proficiency in Microsoft applications.
- Creative problem-solving and process enhancement capabilities.

3. Required Experiences:
- Bachelor’s Degree or equivalent professional experience.
- 7+ years in risk management, compliance, or disclosure management.
- 7+ years in financial services, consulting, or regulatory agencies.
- Knowledge of retail, advisory, and brokerage products/services.
- Preferred: Active FINRA Series 7 and 24 licenses.

Job URLs: