Location: New York, New York, 10172, United States
Job Summary:
Job Duties:
- Provide Compliance advice for swap transaction reporting.
- Act as a subject matter expert on CFTC regulations (Parts 43 and 45).
- Assist in mitigation and remediation of non-compliance issues.
- Develop and communicate Compliance policies; provide training.
- Participate in industry groups for knowledge on best practices.
Required Skills (Keywords):
- Compliance
- Swap transaction reporting
- CFTC regulations
- Attention to detail
- Project management
- Analytical skills
- Teamwork
- Independence
Required Experiences (Topics):
- 7-10 years in Swap Dealer Compliance
- Relevant operational roles experience
- Knowledge of swaps and derivatives
- Educational background (BA/BS required; JD a plus)
Job URLs: