Location: Miami, FL, US
Job Summary:
Job Duties and Scope:
- Lead planning, scoping, execution, and reporting of regulatory compliance audits.
- Evaluate risks related to processes, compliance, and technology.
- Prepare work papers and document audit work.
- Conduct follow-up validation on audit findings and communicate recommendations.
Required Skills:
- Excellent oral and written communication skills.
- Ability to plan, organize, and prioritize tasks effectively.
- Proficient in Microsoft Office Suite; experience with TeamMate + preferred.
- Thorough understanding of IIA Standards.
Required Experience:
- Bachelor’s Degree from an accredited institution.
- 3 – 7 years of related auditing experience in financial services (Regulatory Compliance & Operations).
- Preferred certifications: CRCM, CIA, CPA, CAMS.
Job URLs: