Location: Atlanta, GA, 30349, US
Job Summary:
Job Duties:
- Guide NFA registration process for new members.
- Develop customized compliance policies/procedures for CTAs and CPOs.
- Assist with NFA annual self-questionnaire.
- Review marketing materials for compliance.
- Manage regulatory filings (NFA registrations, Form PQRs).
- Provide advisory consulting on NFA requirements.
- Deliver compliance training sessions.
- Support senior staff in client management.
Required Skills:
- NFA compliance knowledge
- Excellent communication
- Time management
- Multi-tasking
- Independent work
Required Experiences:
- 10+ years in compliance role (CTA/CPO, consultant, or examiner)
- Deep understanding of NFA/CFTC rules
- SEC/FINRA compliance experience (a plus)
Job URLs: